Puspendu

Galaxy Surfactants

March 2, 2023May 4, 2023Puspendu

Galaxy is one of India’s leading manufacturers of surfactants and speciality ingredients for the personal and home-care industries with a portfolio of speciality formulation ingredients for oral, skin care, hair…Continue readingGalaxy Surfactants

Investments

BalKrishna Industries (BKT-Tires)

March 29, 2022May 4, 2023Puspendu

BalKrishna Industries (BKT-Tires) – Stock note. Date – 23rd February, 2022 Purpose of the note – The note aims to give you a…Continue readingBalKrishna Industries (BKT-Tires)

Videos

Mid & Small Cap Equity Outlook – Panel discussion

November 20, 2021May 4, 2023Puspendu

Videos

Equity asset allocation through ETFs

November 20, 2021May 4, 2023Puspendu

Investments

Real Asset Investing : Liquid Alternatives

September 17, 2021May 4, 2023Puspendu

For illustration purpose only.

Investments Personal Finance

ROAD INVITs – All you need to know before investing

September 7, 2021May 4, 2023Puspendu

Interest rates have remained low for a considerable period of time and investors all around are justifiably dissatisfied with low returns in their fixed income portfolios. REITs and INVITs become…Continue readingROAD INVITs – All you need to know before investing

Investments

IDFCFIRST BANK : Do we have a story here ?

August 25, 2021May 4, 2023Puspendu

BackStory: On December 18, 2018, IDFC FIRST BANK was formed with the merger of CAPITAL FIRST, a retail focussed NBFC and IDFC BANK (Previously carved out of IDFC, a development…Continue readingIDFCFIRST BANK : Do we have a story here ?

Investments Personal Finance

A Primer to investing in Power INVITs:

July 1, 2021May 4, 2023Puspendu

In view of our effort to help investors create positions in pro-cyclical assets with strong long term fundamentals (industry as well as company/specific asset/investment vehicle), we have evaluated the option…Continue readingA Primer to investing in Power INVITs:

Investments Personal Finance

“The New Bond In Town”- Demystifying Covered Bonds

June 11, 2021May 4, 2023Puspendu

The social media is buzzing about a relatively new fixed income instrument named “COVERED BOND”. The promised returns are attractive in the current yield starved environment. However, it’s a relatively…Continue reading“The New Bond In Town”- Demystifying Covered Bonds

Investments Personal Finance

Investing 101 : Preparedness over Prediction

May 22, 2021May 4, 2023Puspendu

To write about money and wealth, in times like these, is almost sacrilegious. Perhaps everyone who is reading this would have lost or known a dear one who has lost…Continue readingInvesting 101 : Preparedness over Prediction

Sr. No.	Received from	Pending at the end of last month	Received	Resolved *	Total Pending #	Pending complaints > 3months	Average Resolution time ^ (in days)
1	Directly from Investors	NIL	NIL	NIL	NIL	NIL	N.A.
2	SEBI (SCORES)	NIL	NIL	NIL	NIL	NIL	N.A.
3	Other Sources (if any)	NIL	NIL	NIL	NIL	NIL	N.A.
	GrandTotal	NIL	NIL	NIL	NIL	NIL	N.A.

Sr.No.	Month	Carried forward from previous month	Received	Resolved*	Pending#
1	July, 2026	NIL	NIL	NIL	NIL
2	June, 2026	NIL	NIL	NIL	NIL
3	May, 2026	NIL	NIL	NIL	NIL
4	April, 2026	NIL	NIL	NIL	NIL
5	March, 2026	NIL	NIL	NIL	NIL
6	February, 2026	NIL	NIL	NIL	NIL
7	January, 2025	NIL	NIL	NIL	NIL
8	December, 2025	NIL	NIL	NIL	NIL
9	November, 2025	NIL	NIL	NIL	NIL
10	October, 2025	NIL	NIL	NIL	NIL
11	September, 2025	NIL	NIL	NIL	NIL
12	August, 2025	NIL	NIL	NIL	NIL

Sr. No.	Year	Carried forward from previous year	Received	Resolved*	Pending#
1	2025-26	NIL	NIL	NIL	NIL
2	2024-25	NIL	NIL	NIL	NIL
3	2023-24	NIL	NIL	NIL	NIL
4	2022-23	NIL	NIL	NIL	NIL

Sr. no	Financial Year	Compliance Audit Status	Remarks, If any
1	FY 2020-21	Not Conducted	Got registered with SEBI during FY 22-23
2	FY 2021-22	Not Conducted	Got registered with SEBI during FY 22-23
3	FY 2022-23	Completed	NA
4	FY 2023-24	Completed	NA
5	FY 2024-25	Completed	NA
6	FY 2025-26	Under Process	NA

Details of Designation	Contact Person Name	Physical Address Location	Contact Number	Email ID	Working hours when complainant(s) can call
Sole Proprietor	PUSPENDU DATTA	T4 10D, Pashmina Waterfront Apt., Bhattarahalli, OLD Madras Road, TC Palya, Bangalore – 560049	9980328210; 080-41672223	puspendudatta@protonmail.com	10 a.m to 6 p.m.
Customer Care	N.A.	N.A.	N.A.	N.A.	N.A.
Head of Customer Care	N.A.	N.A.	N.A.	N.A.	N.A.
Compliance Officer	N.A.	N.A.	N.A.	N.A.	N.A.
CEO	N.A.	N.A.	N.A.	N.A.	N.A.
Principal Officer	PUSPENDU DATTA	T4 10D, Pashmina Waterfront Apt., Bhattarahalli, OLD Madras Road, TC Palya, Bangalore – 560049	9980328210; 080-41672223	puspendudatta@protonmail.com	10 a.m to 6 p.m.

Author: Puspendu

Galaxy Surfactants

BalKrishna Industries (BKT-Tires)

Mid & Small Cap Equity Outlook – Panel discussion

Equity asset allocation through ETFs

Real Asset Investing : Liquid Alternatives

ROAD INVITs – All you need to know before investing

IDFCFIRST BANK : Do we have a story here ?

A Primer to investing in Power INVITs:

“The New Bond In Town”- Demystifying Covered Bonds

Investing 101 : Preparedness over Prediction

Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last financial years are as under :