Equity asset allocation through ETFs

November 20, 2021May 4, 2023Puspendu

Monthly disclosures of Investors Complaints

Data for the month ending July, 2026

Sr. No.	Received from	Pending at the end of last month	Received	Resolved *	Total Pending #	Pending complaints > 3months	Average Resolution time ^ (in days)
1	Directly from Investors	NIL	NIL	NIL	NIL	NIL	N.A.
2	SEBI (SCORES)	NIL	NIL	NIL	NIL	NIL	N.A.
3	Other Sources (if any)	NIL	NIL	NIL	NIL	NIL	N.A.
	GrandTotal	NIL	NIL	NIL	NIL	NIL	N.A.

^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Trend of monthly disposal of complaints :

Sr.No.	Month	Carried forward from previous month	Received	Resolved*	Pending#
1	July, 2026	NIL	NIL	NIL	NIL
2	June, 2026	NIL	NIL	NIL	NIL
3	May, 2026	NIL	NIL	NIL	NIL
4	April, 2026	NIL	NIL	NIL	NIL
5	March, 2026	NIL	NIL	NIL	NIL
6	February, 2026	NIL	NIL	NIL	NIL
7	January, 2025	NIL	NIL	NIL	NIL
8	December, 2025	NIL	NIL	NIL	NIL
9	November, 2025	NIL	NIL	NIL	NIL
10	October, 2025	NIL	NIL	NIL	NIL
11	September, 2025	NIL	NIL	NIL	NIL
12	August, 2025	NIL	NIL	NIL	NIL

*Inclusive of complaints of previous months resolved in the current month.

#Inclusive of complaints pending as on the last day of the month.

Trend of annual disposal of complaints

Sr. No.	Year	Carried forward from previous year	Received	Resolved*	Pending#
1	2025-26	NIL	NIL	NIL	NIL
2	2024-25	NIL	NIL	NIL	NIL
3	2023-24	NIL	NIL	NIL	NIL
4	2022-23	NIL	NIL	NIL	NIL

*Inclusive of complaints of previous years resolved in the current year.

#Inclusive of complaints pending as on the last day of the year.

Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last financial years are as under :

Sr. no	Financial Year	Compliance Audit Status	Remarks, If any
1	FY 2020-21	Not Conducted	Got registered with SEBI during FY 22-23
2	FY 2021-22	Not Conducted	Got registered with SEBI during FY 22-23
3	FY 2022-23	Completed	NA
4	FY 2023-24	Completed	NA
5	FY 2024-25	Completed	NA
6	FY 2025-26	Under Process	NA

Escalation Matrix

Details of Designation	Contact Person Name	Physical Address Location	Contact Number	Email ID	Working hours when complainant(s) can call
Sole Proprietor	PUSPENDU DATTA	T4 10D, Pashmina Waterfront Apt., Bhattarahalli, OLD Madras Road, TC Palya, Bangalore – 560049	9980328210; 080-41672223	puspendudatta@protonmail.com	10 a.m to 6 p.m.
Customer Care	N.A.	N.A.	N.A.	N.A.	N.A.
Head of Customer Care	N.A.	N.A.	N.A.	N.A.	N.A.
Compliance Officer	N.A.	N.A.	N.A.	N.A.	N.A.
CEO	N.A.	N.A.	N.A.	N.A.	N.A.
Principal Officer	PUSPENDU DATTA	T4 10D, Pashmina Waterfront Apt., Bhattarahalli, OLD Madras Road, TC Palya, Bangalore – 560049	9980328210; 080-41672223	puspendudatta@protonmail.com	10 a.m to 6 p.m.