^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.
Trend of monthly disposal of complaints:
Sr.No.
Month
Carried forward from previous month
Received
Resolved*
Pending#
1
July, 2026
NIL
NIL
NIL
NIL
2
June, 2026
NIL
NIL
NIL
NIL
3
May, 2026
NIL
NIL
NIL
NIL
4
April, 2026
NIL
NIL
NIL
NIL
5
March, 2026
NIL
NIL
NIL
NIL
6
February, 2026
NIL
NIL
NIL
NIL
7
January, 2025
NIL
NIL
NIL
NIL
8
December, 2025
NIL
NIL
NIL
NIL
9
November, 2025
NIL
NIL
NIL
NIL
10
October, 2025
NIL
NIL
NIL
NIL
11
September, 2025
NIL
NIL
NIL
NIL
12
August, 2025
NIL
NIL
NIL
NIL
*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month.
Trend of annual disposal of complaints
Sr.No.
Year
Carried forwardfrompreviousyear
Received
Resolved*
Pending#
1
2025-26
NIL
NIL
NIL
NIL
2
2024-25
NIL
NIL
NIL
NIL
3
2023-24
NIL
NIL
NIL
NIL
4
2022-23
NIL
NIL
NIL
NIL
*Inclusive of complaints of previous years resolved in the current year.
#Inclusive of complaints pending as on the last day of the year.
Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last financial years are as under :
Sr. no
Financial Year
Compliance Audit Status
Remarks, If any
1
FY 2020-21
Not Conducted
Got registered with SEBI during FY 22-23
2
FY 2021-22
Not Conducted
Got registered with SEBI during FY 22-23
3
FY 2022-23
Completed
NA
4
FY 2023-24
Completed
NA
5
FY 2024-25
Completed
NA
6
FY 2025-26
Under Process
NA
Escalation Matrix
Details of Designation
Contact Person Name
Physical Address Location
Contact Number
Email ID
Working hours when complainant(s) can call
Sole Proprietor
PUSPENDU DATTA
T4 10D, Pashmina Waterfront Apt., Bhattarahalli, OLD Madras Road, TC Palya, Bangalore – 560049