Monthly disclosures of Investors Complaints

Data for the month ending June, 2026

Sr. No.Received fromPending at the end of last monthReceivedResolved *Total Pending #Pending complaints > 3monthsAverage Resolution time ^ (in days)
1Directly from InvestorsNILNILNILNILNILN.A.
2SEBI (SCORES)NILNILNILNILNILN.A.
3Other Sources (if any)NILNILNILNILNILN.A.

GrandTotalNILNILNILNILNILN.A.

^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Trend of monthly disposal of complaints :

Sr.No.MonthCarried forward from previous monthReceivedResolved*Pending#
1June, 2026NILNILNILNIL
2May, 2026NILNILNILNIL
3April, 2026NILNILNILNIL
4March, 2026NILNILNILNIL
5February, 2026NILNILNILNIL
6January, 2026NILNILNILNIL
7December, 2025NILNILNILNIL
8November, 2025NILNILNILNIL
9October, 2025NILNILNILNIL
10September, 2025NILNILNILNIL
11August, 2025NILNILNILNIL
12July, 2025NILNILNILNIL

*Inclusive of complaints of previous months resolved in the current month.

#Inclusive of complaints pending as on the last day of the month.

Trend of annual disposal of complaints

Sr. No.YearCarried forward from previous yearReceivedResolved*Pending#
12025-26NILNILNILNIL
22024-25NILNILNILNIL
32023-24NILNILNILNIL
42022-23NILNILNILNIL

*Inclusive of complaints of previous years resolved in the current year.

#Inclusive of complaints pending as on the last day of the year.

Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last financial years are as under :
Sr. noFinancial YearCompliance Audit StatusRemarks, If any
1FY 2020-21Not ConductedGot registered with SEBI during FY 22-23
2FY 2021-22Not ConductedGot registered with SEBI during FY 22-23
3FY 2022-23CompletedNA
4FY 2023-24CompletedNA
5FY 2024-25CompletedNA
6FY 2025-26Under ProcessNA

Escalation Matrix

Details of DesignationContact Person NamePhysical Address LocationContact NumberEmail IDWorking hours when complainant(s) can call
Sole ProprietorPUSPENDU DATTAT4 10D, Pashmina Waterfront Apt., Bhattarahalli, OLD Madras Road, TC Palya, Bangalore – 5600499980328210; 080-41672223
puspendudatta@protonmail.com10 a.m to 6 p.m.
Customer CareN.A.N.A.N.A.N.A.N.A.
Head of Customer CareN.A.N.A.N.A.N.A.N.A.
Compliance OfficerN.A.N.A.N.A.N.A.N.A.
CEON.A.N.A.N.A.N.A.N.A.
Principal OfficerPUSPENDU DATTAT4 10D, Pashmina Waterfront Apt., Bhattarahalli, OLD Madras Road, TC Palya, Bangalore – 5600499980328210; 080-41672223puspendudatta@protonmail.com10 a.m to 6 p.m.